Services

Moxie Rules is a consultancy designed to help compliance, audit, risk, regulatory and supervisory colleagues. As the stalwarts of the financial services industry you have the tough task of making sure you’re on top of the rules and your firms comply with them whilst keeping an eye on upcoming changes. Please see below for details about my services and contact me to discuss what I can do for your business.

Training - Moxie Rules

Training

Training that hits the spot quite literally saves you time and money with the bonus side effects of making people feel more on top of things and smarter. But we’ve all had the Near-Death-By-Powerpoint experience where the opposite happens. It needn’t be this way...I offer tailored training on MiFID II and the EU
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Advisory & Support - Moxie Rules

Advisory & Support

Sometimes the right expertise and a further pair of reliable hands to support you during busy times can make all the difference and relieve some pressure.
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Articles

What the devil is a systematic internaliser?

What the devil is a systematic internaliser?

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ACRONYMS AHOY! – BREXIT

ACRONYMS AHOY! – BREXIT

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Brexatious Days: no deal contingency plans

Brexatious Days: no deal contingency plans

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Financial services regulatory consultancy, specialising in MiFID II: resources, training & tips

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