Advisory & Support

Sometimes the right expertise and a further pair of reliable hands to support you during busy times can make all the difference and relieve some pressure.

Sometimes the right expertise and a further pair of reliable hands to support you during busy times can make all the difference and relieve the pressure.

My advisory and support service is flexible and tailored to your business needs, depending on whether you need some ad hoc advice, temporary help or a discrete project managed for you.

I specialise in MiFID II, bringing a mix of professional experience:

  • I’ve worked in different types of financial institutions including market infrastructure and investment bank, across retail and wholesale markets, in the private sector and at regulators – both EU (ESMA) and national (FCA).
  • I’ve several years experience within in-house compliance departments, (wearing the badge of CF10 and CF11 for one company).
  • I’m experienced in dealing with senior management and providing clear, succinct briefings – I’ve even written speeches for them.
  • I’ve leadership experience and managed a multi-jurisdiction team.
  • I’ve performed S166 and past business reviews.

For more info, you can read my bio here.

If you’re looking for some help, please contact me to discuss what I can do for your business.

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Financial services regulatory consultancy, specialising in MiFID II: resources, training & tips